RECORD OF PROCEEDINGS
PHYSICAL DISABILITY BOARD OF REVIEW
NAME: XXXXXXXXXXXXXXXXXXX BRANCH OF SERVICE: ARMY
CASE NUMBER: PD1200970 SEPARATION DATE: 20020404
BOARD DATE: 20130131
SUMMARY OF CASE: Data extracted from the available evidence of record reflects that this
covered individual (CI) was an active duty SPC/E-4 (77F/Petroleum Supply Specialist), medically
separated for back pain. The CI reported initial onset of back pain while walking in December
1997. Back pain persisted for 4 years despite physical therapy (PT) or medications. The CIs
back pain condition could not be adequately rehabilitated and the CI did not improve with
treatment to meet the physical requirements of her Military Occupational Specialty (MOS) or
satisfy physical fitness standards. She was issued a permanent L3 profile and referred for a
Medical Evaluation Board (MEB). The MEB identified left sacroiliac joint dysfunction, mild
degenerative disc disease (DDD) of L4-L5 level and mild spinal canal stenosis from ligmentum
hypertrophy and mild facet arthropathy at two levels and possible palindromic rheumatism
conditions and forwarded these conditions to the Physical Evaluation Board (PEB). The PEB
adjudicated back pain as unfitting back pain condition (from MEB diagnoses 1 and 2), rated 0%,
with application of the Veterans Affairs Schedule for Rating Disabilities (VASRD). The possible
palindromic rheumatism (MEB diagnosis 3) condition was determined to be not unfitting and
therefore, not ratable. The CI made no appeals, and was medically separated with a 0%
disability rating.
CI CONTENTION: The CI elaborated no specific contention in her application.
SCOPE OF REVIEW: The Board wishes to clarify that the scope of its review as defined in DoDI
6040.44, Enclosure 3, paragraph 5.e. (2) is limited to those conditions which were determined
by the PEB to be specifically unfitting for continued military service; or, when requested by the
CI, those condition(s) identified but not determined to be unfitting by the PEB. The ratings
for unfitting conditions will be reviewed in all cases. The unfitting condition left sacroiliac joint
dysfunction; and mild DDD of L4-L5 level, mild spinal canal stenosis from ligmentum
hypertrophy and mild facet arthropathy at two levels conditions as a single unfitting back pain
condition meets the criteria prescribed in DoDI 6040.44 for Board purview and is accordingly
addressed below. Any conditions or contention not requested in this application, or otherwise
outside the Boards defined scope of review, remain eligible for future consideration by the
Army Board for Correction of Military Records.
RATING COMPARISON:
Service PEB Dated 20011121
VA (4 Mos. Post-Separation) All Effective Date 20020405
Condition
Code
Rating
Condition
Code
Rating
Exam
Back Pain
5299-5295
0%
DDD L4-L5 with Spinal Stenosis
and Chronic L/Sacroiliac Joint
Dysfunction
5293-5294
10%
20021119
Palindromic Rheumatism
Not Unfitting
Palindromic Rheumatism
6350
NSC
20021119
.No Additional MEB/PEB Entries.
0% X 1/ Not Service-Connected x 2
Combined: 0%
Combined: 10%
ANALYSIS SUMMARY: The 2002 VASRD coding and rating standards for the spine, which were
in effect at the time of separation, were changed to an interim §4.71a rating standard effective
23 September 2002. The 2002 standards for rating are based on the raters interpretation and
opinion of range-of-motion (ROM) impairment regarding degree of severity, whereas the
current standards specify rating thresholds in degrees of ROM impairment measured with an
instrument. Of special note in this case is that the VA spine normal ROMs were not codified in
the VASRD until September 2003 (Plate V) and normal was considered what the examiner
indicated. ROM exam templates from that timeframe often indicated normal ROMs with
greater values for extension, lateral bending and rotation than current VASRD normal limits.
For the readers convenience, the 2002 rating codes under discussion in this case are excerpted
below.
5292 Spine, limitation of motion of, lumbar:
Severe.........................................................................................40
Moderate....................................................................................20
Slight..........................................................................................10
5293 Intervertebral disc syndrome:
Pronounced; with persistent symptoms compatible with sciatic
neuropathy with characteristic pain and demonstrable muscle
spasm, absent ankle jerk, or other neurological findings
appropriate to site of diseased disc, little intermittent
relief........................................................................................60
Severe; recurring attacks, with intermittent relief...........................40
Moderate; recurring attacks.........................................................20
Mild............................................................................................10
Postoperative, cured.....................................................................0
5294 Sacro-iliac injury and weakness:
5295 Lumbosacral strain:
Severe; with listing of whole spine to opposite
side, positive Goldthwaite's sign, marked limitation
of forward bending in standing position,
loss of lateral motion with osteoarthritic
changes, or narrowing or irregularity of joint space,
or some of the above with abnormal mobility
on forced motion.....................................................................40
With muscle spasm on extreme forward bending,
loss of lateral spine motion, unilateral, in
standing position.....................................................................20
With characteristic pain on motion..............................................10
With slight subjective symptoms only............................................0
Back Condition. Service treatment records (STR) show the narrative summary (NARSUM) of
10 June 2001, NARSUM notes the CI developed lower back pain, usually associated with lifting,
on the left side her body in December 1997. She underwent unremarkable lumber X-rays and
PT pelvic traction treatments without sacroiliac exercise or pelvic belt at that time. A
lumbosacral computerized tomography (CT) scan in May 1999 showed DDD at L4-5,
ligamentum flavum hypertrophy, with mild facet arthropathy, mild spinal canal stenosis and
mild L5-S1 facet arthropathy. The STR shows she was referred for SI joint stabilization
exercises and an SI belt during a permanent P3 profile in December 1999. In February of
2000, she was evaluated by physical medicine for SI joint dysfunction and treated for this
condition. She was permanently profiled L3 in April 2000 and restricted from lifting, two mile
run, and sit-ups. In March 2001, a rheumatologist noted possible palindromic rheumatism of
the hands, of 3 months duration every 2 weeks, but no formal diagnosis was made, and the
record then fell silent for further episodes. The rheumatologist also noted her lab workup was
only positive for an anti-nuclear antibody (ANA) at 1:320, without sufficient clinical proof of
systemic lupus erythematosis, discounting inflammatory arthritis as a cause for her condition.
Per her commanders letter in July 2001, she could not perform her primary MOS as an aircraft
refueler, nor participate in the Army fitness program, and her case was adjudicated. However,
her actual profile dated 20000413 indicated that the CI could take part in the Army fitness
program with alternate events such and swimming and walking.
There were two ROM evaluations in evidence, with documentation of additional ratable
criteria, which the Board weighed in arriving at its rating recommendation; as summarized in
the chart below.
Lumbar ROM
MEB ~5 Mos. Pre-Sep
VA C&P ~7 Mos. Post-Sep
Flexion
60°
105°
Ext
20°
35°
R Lat Flex
40°
35°
L Lat Flex
40°
35°
R Rotation
25°
-
L Rotation
30°
-
Combined
215°
-
Comment:
No tenderness
No tenderness or spasm; no
limp; noted radiating pain
§4.71a Rating
10% (PEB 0%)
0%-10% (VA 10%)
At the MEB exam, the CI reported left upper lumbar lifting pain and radiating pain to the left
buttock. The MEB physical exam noted positive Fabers test bilaterally which radiated to the
left SI joint and positive Gaenslens test on the left that was consistent with the chronic left
sacroiliac dysfunction. Back ROMs are summarized above. At the VA Compensation and
Pension (C&P) exam, 7 months after separation, the CI comments are surmised above. The VA
examiner noted Deluca negative ranges of lumbar motion above, and normal curvature to the
spine, no tenderness or spasm. Motor strength and neurological exam were normal.
The Board directs attention to its rating recommendation based on the above evidence. The
Board noted that page one of the C&P exams was missing from the STR; two attempts to
retrieve this information were made. On careful analysis, the Board opined that the PEB exam
carried more probative value with its closer proximity to the date of separation than the C&P
exam, and that the missing page one was not required to adjudicate the CIs case, and
furthermore, delay of the case was not warranted. The PEB combined the left sacroiliac joint
dysfunction, mild DDD of L4-L5 level, mild spinal canal stenosis from ligmentum hypertrophy
and mild facet arthropathy at two levels condition as a single unfitting condition coded
analogously to 5299-5295 (lumbosacral strain), and rated 0% (with slight subjective symptoms
only). The symptoms and potential disability of each of the MEB diagnoses is appropriately
combined for coding IAW VASRD rules. The VA coded analogously to 5294 (sacro-iliac injury
and weakness), modified with 5293 (Intervertebral disc syndrome) characteristics for the DDD
L4-5 with spinal stenosis and chronic left sacroiliac joint dysfunction and rated 10% disability.
The Board opined that the PEB exam had more probative value with its closer proximity to the
date of separation and noted findings of positive Faber and Gaenslens tests, as well as slight
limitation of back ROM that reflected the CIs complaints and condition. Next the Board
considered the application of the VASRD criteria operant at the time of separation and found
that the CI best fit a rating of 10% for characteristic pain on motion or for slightly limited ROM.
The Board could not find evidence of muscle spasm on extreme forward bending, loss of lateral
spine motion, unilateral, in standing position to elevate the disability to 20%. Given the lack of
specific back ROM normal values or details on measurement techniques (goniometer or
inclinometer) for the ROM exam, there was insufficient evidence for limitation of ROM beyond
slight as flexion normal ROMs could range from 60 degrees to 95 degrees from the literature at
the time. The Board considered the CIs clinical presentation and record and opined that the
code 5293-5294 sacro-iliac injury and weakness, modified with 5293 Intervertebral disc
syndrome best fit the galaxy of symptoms that rendered the CI unfit for further service.
After due deliberation, considering all of the evidence and mindful of VASRD §4.3 (Resolution of
reasonable doubt), the Board recommends a disability rating of 10% for the left sacroiliac joint
dysfunction, mild degenerative disc disease of L4-L5 level, mild spinal canal stenosis from
ligmentum hypertrophy and mild facet arthropathy at two levels condition, coded 5293-5294.
BOARD FINDINGS: IAW DoDI 6040.44, provisions of DoD or Military Department regulations or
guidelines relied upon by the PEB will not be considered by the Board to the extent they were
inconsistent with the VASRD in effect at the time of the adjudication. In the matter of the back
pain condition (including left sacroiliac joint dysfunction, mild DDD of L4-L5 level, mild spinal
canal stenosis from ligmentum hypertrophy and mild facet arthropathy at two levels), the
Board unanimously recommends a disability rating of 10%, coded 5293-5294 IAW VASRD
§4.71a. There were no other conditions within the Boards scope of review for consideration.
RECOMMENDATION: The Board recommends that the CIs prior determination be modified as
follows, effective as of the date of her prior medical separation:
UNFITTING CONDITION
VASRD CODE
RATING
Back Pain Condition
5293-5294
10%
COMBINED
10%
The following documentary evidence was considered:
Exhibit A. DD Form 294, dated 20120602, w/atchs
Exhibit B. Service Treatment Record
Exhibit C. Department of Veterans Affairs Treatment Record
XXXXXXXXXXXXXXXXXXXX, DAF
Acting Director
Physical Disability Board of Review
SFMR-RB
MEMORANDUM FOR Commander, US Army Physical Disability Agency
(TAPD-ZB / XXXXXXXXXX), 2900 Crystal Drive, Suite 300, Arlington, VA 22202-3557
SUBJECT: Department of Defense Physical Disability Board of Review Recommendation
for XXXXXXXXXXXXXXXX, AR20130003990 (PD201200970)
1. I have reviewed the enclosed Department of Defense Physical Disability Board of
Review (DoD PDBR) recommendation and record of proceedings pertaining to the
subject individual. Under the authority of Title 10, United States Code, section 1554a,
I accept the Boards recommendation to modify the individuals disability rating to 10%
without recharacterization of the individuals separation. This decision is final.
2. I direct that all the Department of the Army records of the individual concerned be
corrected accordingly no later than 120 days from the date of this memorandum.
3. I request that a copy of the corrections and any related correspondence be provided
to the individual concerned, counsel (if any), any Members of Congress who have
shown interest, and to the Army Review Boards Agency with a copy of this
memorandum without enclosures.
BY ORDER OF THE SECRETARY OF THE ARMY:
Encl XXXXXXXXXXXXXXXXXX
Deputy Assistant Secretary
(Army Review Boards)
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